An agent who arranges a transaction between a buyer and a seller of equity securities is called a:

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An agent who arranges a transaction between a buyer and a seller of equity securities is called a: Multiple Choice capitalist

floor trader. () O principal broker. О O dealer.

An agent who arranges a transaction between a buyer and a seller of equity securities is called a: Multiple Choice capitalist toor trader principal

floor trader. () O principal broker. О O dealer.

Answer

Answer: (C) Broker

Explanation:

1) An individual on the floor of the NYSE who
owns a trading license and buys and sells for his or her personal
account is called a floor trader.So,(A) is not the
correct answer.

2) An agent who maintains an inventory from
which he or she buys and sells securities is called a
dealer , so (d) is wrong choice.

3) An agent who arranges a transaction between a buyer
and a seller
of equity securities is called a
Broker and not a principal.

so, (C) is the only correct choice.

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